Posted By

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Kusum Agarwal

Founder at KPB Consultants

Last Login: 19 July 2024

Job Views:  
653
Applications:  92
Recruiter Actions:  75

Posted in

Legal

Job Code

1401294

Compliance Officer - CS/LLB

6 - 12 Years.Bangalore
Posted 2 months ago
Posted 2 months ago

Compliance Officer - CS/LLB


Responsibilities:

- Develop and implement compliance policies and procedures in alignment with regulatory requirements for NBFC operations.

- Conduct regular risk assessments and audits to ensure adherence to legal and regulatory standards.

- Stay updated on changes in financial regulations and communicate updates to the leadership team.

- Collaborate with internal departments to integrate compliance considerations into business processes.

- Prepare and submit regulatory reports as required by relevant authorities.

- Respond to regulatory inquiries and manage relationships with regulatory bodies.

- Conduct training sessions for employees to promote a culture of compliance awareness.

- Investigate and address compliance issues, providing recommendations for corrective action.

Requirements:

- Bachelor's degree in Law, Finance, or related field; CS/CA qualification is mandatory.

- Minimum of 4-5 years of specific RBI compliance experience.

- Over 7 years of overall experience in a compliance role within the financial sector, particularly with Banks/ NBFCs.

- In-depth knowledge of Indian financial regulations and compliance frameworks.

- Strong analytical and problem-solving skills.

- Excellent communication and interpersonal abilities.

- Ability to work independently and collaboratively in a dynamic environment.

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Posted By

user_img

Kusum Agarwal

Founder at KPB Consultants

Last Login: 19 July 2024

Job Views:  
653
Applications:  92
Recruiter Actions:  75

Posted in

Legal

Job Code

1401294

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