Compliance Officer & Company Secretary - BFS

1. Regulatory Compliance Strategy:

- Devise and execute a comprehensive regulatory compliance strategy encompassing SEBI, RBI, Stock exchanges, Depositories, and other relevant regulatory bodies.

- Ensure adherence to all applicable regulations, guidelines, and standards, both pre and post-launch.

2. License Acquisition and Regulatory Liaison:

- Spearhead efforts to obtain necessary licenses and approvals from regulatory authorities.

- Serve as the primary point of contact for regulators, facilitating communication and ensuring compliance with regulatory requirements.

3. Risk and Product Compliance Management:

- Conduct risk assessments to identify potential compliance risks across various business activities, products, and services.

- Develop and implement robust risk management strategies and product compliance frameworks to mitigate identified risks

4. Policy Development and Implementation:

- Formulate and implement compliance policies, procedures, and controls tailored to the organization's operations and regulatory environment.

- Regularly review and update compliance policies to reflect changes in regulations and industry best practices.

5. Internal and External Stakeholder Engagement:

- Collaborate with internal stakeholders to foster a culture of compliance and ensure alignment with regulatory requirements.

- Engage with external stakeholders, including regulatory authorities, auditors, consultants, to address compliance-related matters and inquiries.

6. Company Secretarial Duties:

- Fulfill statutory and regulatory obligations as Company Secretary, ensuring compliance with the Companies Act and other relevant legislation.

- Organize and manage board meetings, including preparation of agendas, minutes, and resolutions.