Compliance Officer - Broking Firm - CS

Compliance Officer (Broking)

Job Description

Role : Compliance Officer

Core Purpose of the Role :

- Responsible for company affairs

- Represent company in legal matters

- Provide legal & compliance perspectives to businesses

- Managing compliance aspects

- Information Memorandum

- SEBI/NSE guideline

- Company law : Issuance

- Compliance Management

Looking for Qualified Company Secretary. Need work experience from compliance division in broking firm.