Compliance Officer - BFSI - CA

Education : CA

Skills : Compliance + Domestic Regulatory

In this role, you will:

- Manage a team responsible for establishing, implementing and maintaining risk standards and programs to drive compliance with federal, state, agency, legal and regulatory and Corporate Policy requirements

- Oversee the Front Line's execution and challenges appropriately on compliance related decisions

- Manage an aspect of the companywide compliance program for a business group or functional area with moderate risk and complexity, or oversee and monitor specific elements of the enterprise compliance program

- Provide compliance risk and regulatory subject matter expertise for a defined set of moderate risk compliance program elements

- Provide compliance risk and regulatory expertise for compliance program elements

- Recommend opportunities for process improvement and risk control development

- Manage coordination and communication with leadership regarding compliance risks

- Implement strategic initiatives with moderate risk and complexity

- Make decisions and resolve issues to meet business objectives

- Interpret policies, procedures, and compliance requirements

- Collaborate and influence all levels of professionals including managers

- Lead team to achieve objectives

- Manage communication and collaboration with business leaders, Legal, Audit, and regulators on risk related topics

- Manage allocation of people and financial resources for Compliance

- Mentor and guide talent development of direct reports and assist in hiring talent

Required Qualifications :

- 14+ years of Compliance experience, or equivalent demonstrated through one or a combination of the following: work experience, training, military experience, education

- 2+ years of Leadership experience

- Experience in Compliance, or equivalent demonstrated through one or a combination of the following: work experience, training, military experience, education

- Leadership experience