Responsibilities:
- To manage compliance testing and monitoring programme for the bank
- Monitor the compliance at Branch,Department and Organisation level
- Testing of compliance obligations at Department /CO level covering policy and processes
- Supervise the micro level compliance testing in coordination with Audit department for branches.
- Monitor the submission of all regulatory and statutory returns across the bank
- To assist National Compliance Manager to Provide functional support to internal departments in areas of compliance with regulatory bodies, dissemination of circulars issued by regulators etc
- Provide compliance monitoring trainings to Operations Department and other nodal officers in departments.
- Provide training in compliance testing for Internal Auditors for branch level compliance testing
- Keep abreast of the latest changes, if any, in the regulatory environment pertaining to the SFBs
- Support National Compliance Manager in compliance risk assessment and reporting to board
Desired Profile:
- 5-10 yrs of compliance experience from banks.
- Experience in Monitoring & Auditing is mandatory along with regulatory interaction & dissemination of circulars and testing will be an added advantage
- Excellent communication skills
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