Compliance Manager - NBFC - CS

- Responsible for review of product, policies and processes.

- Responsible of submission of application with regulatory and statutory bodies

- Ensure seamless submission of data/ information for the Board Meetings & committee meeting.

- Responsible for formalisation, updation and review of compliance certificates as received from respective departments.

- Responsible for handling department queries on regulatory matters and providing resolution thereof.

- Responsible for ensuring compliance with KYC/ AML guidelines as prescribed by the regulators.