Compliance Counsel Role - General Insurance

Compliance Counsel - IRDAI - General Insurance

- Handling, assisting in scheduling and conducting of Board Meetings, Committee Meetings, Shareholders Meetings (In-person and through Video-Conferencing); Ascertainment of related party transaction, preparation and approval of omnibus framework and standalone transactions;

- Handling and assisting in overall compliances of Companies Act, 2013, SEBI Laws for listed NCDs, Corporate Governance Guidelines - IRDAI and other secretarial compliances under IRDAI Act and its allied Regulations & Circulars for Non-Life

Insurance Company;

- Liaised & collated board papers from different business functions, stakeholders and uploaded on digital board meeting application;

- Independently handled overall compliances of Companies Act, 2013, Corporate Governance Guidelines - IRDAI and other secretarial compliances under IRDAI Act and its allied Regulations & circulars for Life Insurance Company;

- Independently handled various applicable audits to the entity and successfully completed the audits;

- Ascertainment of related party transaction, preparation and approval of Omnibus Framework and standalone transactions;

- Filed Annual Return on Foreign Liabilities and Assets under FEMA Guidelines;

- Drafted SCN for ombudsman hearing, legal documents viz. POA Affidavits, Indemnity letters, Letter of Authority, Renewal & Termination Letters.

- Handled overall compliances of Companies Act, 2013, SEBI Laws for SME & main board equity listed entities and RBI compliances of NBFC group listed entity;

- Independently handled and assisted in conducting board meetings, committee meetings, shareholders meetings;

- Prepared various Memorandum of Understanding as per business requirements;

- Drafted various legal documents;

- Independently handled and successfully completed various applicable audits to the entity;

- Filed Annual Return on Foreign Liabilities and Assets under FEMA Guidelines;

- Proficient in Company Secretarial activities, with a proven track record of ensuring compliance with corporate governance norms.

- Exhibited strong leadership skills while managing fund raising activities for Debt issues and payment of interest.

- Ensured compliance with corporate governance standards by conducting board and committee meetings, preparing pre and post-meeting documentation and managing necessary filings.

- Contributed to special projects related to insider trading compliances, Structured Digital Database application.

- Drafted minutes, resolutions, and lodged required forms and annual returns with company registries.

- Maintained statutory books, including registers of members, directors, and secretaries for the organization's group entities.

- Managed the Employee Stock Option allotment process & ensured accurate and timely distribution of stock options to eligible employees