Company Secretary - Retail & Wealth Management Entities

Compliance:

1. In charge and responsible of compliance function for the group

2. Exposure to RBI regulations relating to NBFCs (CIC, AFC, IFC, Loan Company), National Housing Bank (NHB) Act, Housing Finance Companies directions, FEMA, PMLA, SEBI Portfolio Managers Regulations, SEBI Advisory regulations, SEBI Insider Trading Regulations, SEBI Takeover Code.

3. Dealing with RBI/ NHB/ SEBI/ DFSA, interaction with RBI/ NHB/ SEBI/ DFSA Inspectors, internal/statutory auditors, issue clarifications on various compliance related matters

4. Implementing and monitoring of Manuals/ Policies of the Company and updating management on recent developments in the industry including regulatory changes

5. Creating on-going awareness of compliance and risk management within the system

6. Setting and meeting KPIs of the department, budgets for the department

7. Representing the Corporate/ department in various forums, discussion papers

8. Attending and ensuring closure of investor complaints received from the Regulators

Secretarial:

Incharge and responsible of secretarial function for the Retail and Wealth Management entities of the group

Education:-

CS must

Age Criterion:-

Max 1980 born