Company Secretary & Compliance Officer - Stock Broking Firm

Position : Company Secretary And Compliance Officer

Experience : 8-10 Years (stock broking)

Qualification : CS (Mandatory)

Roles & Responsibilities :

1. Responsibility of handling and supervising Trading, DP, Back Office, RMS and Exchange & Listing Compliances

2. Monitoring day to day exchange compliance

3. Monitoring listing compliance

4. Regular watch and reply on Alerts generated by exchanges

5. Regular watch and remedial action on Alerts generated by back-office software.

6. Watch on RMS

7. Any other work as may assigned

Desired Profile :

1. Must be able to evaluate, file, compile, and present various reports.

2. Advanced knowledge of excel

3. Ability to work under pressure

4. A keen eye for detail and desire to probe further into data

5. Deadline-orientated and an ability to stick to time constraints

About the Client :

Our Client is a Delhi based Stock Broking Company, Global in vision at the same time rooted in Indian values. The group is driven by a performance ethics pegged on value creation for its multiple stakeholders.