Client Onboarding Associate - Bank

Position – Client Onboarding Associate (Team Lead)

No of Positions – 1

Exp – 5 – 8 years

Job Description – A Leading Foreign Bank is looking for candidates for a KYC Compliance profile into their Securities Operations. The role is reporting into Head of Securities Operations. The main responsibilities include :

- To carry out KYC vetting (Cash equities and ETD) as per the guidelines approved by local / regional compliance on timely basis

- To interact with business / local and regional compliance and facilitate KYC exceptions if any

- Ensure all KYC changes are implemented immediately in order to ensure full compliance

- Ensure periodic review are carried out as per the agreed compliance guidelines

- Coordinate & handle KYC Audits & queries

- Work with AMLC on the discussion of global minimum standards in relation to KYC process

- Coordinate with DM SG on trading account setup.

- Understand local rules and regulations in relation to client onboarding

- Develop knowledge of local/global market practice and propose a streamlined KYC process

- Manage good interaction with Industry counterpart

- Manage interactive communication with Front office dealers, sales traders / sales team and compliance

- Support strategic firm initiatives (New Business Initiatives) and implement Onboarding process to support the NBI

- Ensure all exceptions are highlighted to management immediately

Qualification – Bachelor Degree and above

Location – Mumbai

Interested candidates need to post their resume on nexusreshma@gmail.com