This is regarding the opening with an upcoming NBFC as a Head Compliance Role : Chief Manager/ AVP Compliance Experience : 8 to 10 years of work experience on Compliance of Corporate Governance norms as prescribed under various Corporate and Other Business Laws and RBI regulations and guidelines related to NBFC Education : CS or MBA Industry : BFSI only Location : Mumbai Job Role - Drafting and review of all policies and agreements as per applicable compliance framework - Conducting internal compliance review and monitoring activities, including periodic review of Department. - Obtaining data from various departments, review of the same before submission to RBI during inspection. - Assist in advising management of the legal, regulatory implication of proposed new initiatives of the Company. - Liaising with various regulatory and government bodies for approval updates and ad hoc requests/query - Dealing with queries raised by RBI or any other statutory bodies - Highlight alleged violations of RBI laws, rules and regulations applicable to NBFCs and recommend procedures for corrective action. - Liaise and build relations with the Registrar of Companies, Reserve Bank of India Depositories, and other statutory authorities; Periodically provide returns/forms required by them. - To provide advice to management on good governance practices and compliance of Corporate Governance norms as prescribed under various Corporate and Other Business Laws and regulations and guidelines - Preparing and providing Compliance report on a regular basis.

Mumbai

Navi Mumbai

Chief Manager/AVP - Compliance - NBFC 

Chief Manager/AVP - Compliance - NBFC  ,Job Description for Chief Manager/AVP - Compliance - NBFC  in Premier Consultants in  Mumbai Navi Mumbai for (8-15) years of experience. Apply Now!

Job Description for Chief Manager/AVP - Compliance - NBFC  in Premier Consultants in  Mumbai Navi Mumbai for (8-15) years of experience. Apply Now!