Chief Compliance Officer -NBFC Key Responsibilities: RBI Compliance Management: - Stay updated with RBI / SEBI regulations, circulars, guidelines, and notifications relevant to the NBFC sector. - Develop and maintain a robust compliance framework aligned with RBI directives, ensuring regulatory adherence, SEBI directives including LODR requirements. - Monitor changes in RBI / SEBI regulations and update compliance policies and procedures accordingly. Securities Issuance and Compliance: - Oversee issuance of securities (shares/debentures) and ensure compliance with Companies Act, RBI, and FEMA. - Provide support to the Back-Office Treasury Team for issuance of Commercial Papers / Non-Convertible Debentures and ensure SEBI and RBI compliance. Statutory Compliance and Reporting: - Maintain and update statutory books, including registers of members, directors, and secretaries. - Prepare and file necessary e-forms/returns with MCA/ROC and other statutory/regulatory authorities. - Timely filing of foreign inward remittance intimation/returns with AD, RBI, and relevant authorities. - Review of Secretarial Compliance Coordination and Support: - Coordinate with external parties such as advisers, consultants, lawyers, and auditors, providing necessary documents and information. Additional Responsibilities: - Provide support to other teams on transactions or regular basis. - Ensure timely issuance of notifications related to Board/Committee members/management. - Assist in due diligence for corporate matters. related to potential acquisition targets. - Handle annual filings with MCA/ROC, RBI, and other authorities. - Provide timely updates to Management / Board on new regulations and its impact on the Company. Key Requirements: - Thorough understanding of RBI / SEBI regulations, guidelines, and directives applicable to NBFCs. - Strong analytical skills, attention to detail, and ability to interpret complex regulatory requirements. - Excellent communication and interpersonal skills, with the ability to interact effectively with regulators, senior management, and other stakeholders.

Mumbai

Chief Compliance Officer - NBFC 

Chief Compliance Officer - NBFC  ,Job Description for Chief Compliance Officer - NBFC  in COE Solution in  Mumbai for (7-10) years of experience. Apply Now!

Job Description for Chief Compliance Officer - NBFC  in COE Solution in  Mumbai for (7-10) years of experience. Apply Now!