Chief Compliance Officer - NBFC

Chief Compliance Officer | Fast Growing NBFC

Job Description :

Client Details: Leading Non-Banking Financial Company (NBFC) based in the Delhi-NCR region primarily focused on unsecured lending.

Description:

1. Compliance Strategy: Develop and implement a comprehensive compliance strategy aligned with the company's goals and objectives, taking into consideration regulatory changes and industry best practices.

2. Regulatory Compliance: Ensure strict adherence to all regulatory requirements, guidelines, and directives issued by the relevant authorities, including the Reserve Bank of India (RBI) and other regulatory bodies.

3. Policy Development: Oversee the creation, revision, and implementation of compliance policies and procedures to ensure they are in line with changing regulations and industry standards.

4. Risk Assessment: Conduct regular risk assessments to identify potential compliance risks and develop mitigation strategies to prevent violations.

5. Training and Awareness: Establish and maintain a compliance training program for employees at all levels, ensuring they are well-informed about compliance requirements and expectations.

6. Reporting and Monitoring: Implement robust monitoring and reporting mechanisms to track compliance activities, report violations, and recommend corrective actions.

7. Internal Controls: Implement and maintain effective internal control systems to ensure compliance with internal policies and external regulations.

8. External Relationships: Serve as the primary point of contact for regulatory agencies and external auditors, facilitating inspections and examinations as required.

9. Ethical Conduct: Promote a culture of ethics and integrity throughout the organization, emphasizing the importance of compliance with applicable laws and regulations.

10. Incident Response: Develop and maintain an incident response plan to address compliance violations and ensure timely resolution, reporting, and communication to relevant stakeholders.

11. Monitoring Industry Trends: Stay informed about emerging trends, best practices, and changes in regulatory requirements within the NBFC and banking industry.

12. Senior Management Reporting: Regularly report compliance performance and issues to the senior management and the Board of Directors, highlighting areas of concern and improvement.

Profile:

1. Bachelor's degree in finance, business, law, or a related field. Advanced degrees or professional certifications (e.g., Certified Compliance Professional) are a plus.

2. A minimum of 15 years of relevant experience in compliance, risk management, or regulatory affairs, with a strong preference for candidates with a background in NBFC or banking.

3. In-depth knowledge of Indian financial regulations and compliance requirements, including RBI guidelines.

4. Strong leadership skills and the ability to build and manage a high-performing compliance team.

5. Excellent communication, negotiation, and interpersonal skills.
6. Analytical and problem-solving abilities with a keen attention to detail.

7.High ethical standards and a commitment to promoting a culture of compliance and integrity.

8 .Proven track record of successfully managing compliance functions in a dynamic and regulated environment.

Job Offer:

- Competitive Compensation

- Opportunity to work with founders
To apply online please click the 'Apply' button below. For a confidential discussion about this role please contact Shaivya Sharma on +91 124 452 5470 . The Apply Button will redirect you to website. Please apply there as well.