Chief Compliance Officer - NBFC

- Oversee compliance within the company to ensure our operational and financial systems and processes are in accordance with relevant legislation

- Establish standards and implement procedures to ensure that our compliance programs are effective in identifying, preventing, and addressing non-compliance with applicable legal and regulatory requirements

- Plan and coordinate regulatory risk assessments to recommend business operation improvements to the top management

- Monitor and analyze deficiencies and irregularities to provide effective solutions

- Communicate with regulatory agencies to ensure the company complies with applicable federal, state, and local laws and regulations

- Report key concerns and violations to the CEO and CFO

- Ensure RBI compliance, including monthly/ periodical filing of returns, data submission with NHB as per guidelines and circulars issued by RBI from time to time

- Conduct quarterly review of all the compliances of the Company, ensuring that all the changes made in the SOPs/policies of the company are adopted and approved by the board