Branch & Process Audit - NBFC

Urgent opening with a NBFC for the Post : Branch auditor and Central Auditor for Noida location.

The company deals into lending Business,hence candidates with sound knowledge of retail assets will be preferred.

Experience: 3 plus years

Key Responsibilities:

- Ensure Documented policies and SOP for all functions in lending business are covered in branch audit checklist, duly approved/agreed by all key stakeholders.

- Ensuring Branch audit is conducted once a quarter by monitoring and vouching sample biz transactions right from origination till delivery stage and ensuring adherence to defined process and policies.

- Identifying the process Gaps in the defined process and practices (As per defined audit calendar) Recommending/suggesting corrective course of action/process change/process improvement and internal control efficiency to stake holders- facilitate aligning to leading practices in Lending biz.

- Ensure adequate infrastructure and safe keeping of records at branches. Records are maintained as per laid down procedures.

- Ensuring all regulatory requirement got complied such display of NBFC certificates, Shop & establishment certificates etc.

- Ensure timely review, follow-ups and closure of audit reports.

- Ensure implementation of Audit findings/recommendation. Check wherever the change in process in consultation with the process owner is required and review the implementation

Required Skills: Good Communication Skills, Analytical skills, Computer skills, Finance Knowledge.

Shailja Bisht