AVP/VP - Regulatory Compliance - Banking Sector

- Responsible for posses in-depth knowledge of Regulatory Compliances i.e. Company Law, SEBI (ICDR), SEBI (LODR), RBI, Banking Regulations, etc.

- Liaison with government departments, regulatory authorities, and external agencies.

- End to end management of RBI Inspection & other scrutinizes of Bank and closure of observations made.

- Conducting training sessions on compliance and regulatory matters for staff.

- Co-ordinate for the comprehensive review and reporting on compliance issues and take actions

- Looking after all Governance, Risk & Compliance aspects of the Company and reporting before the Board/ Committee.

- Appointment of Internal Auditor in Compliances.

- Member of all the Internal Management Committee of the Bank mandated by RBI.

Raina Bansal

Sr. Consultant