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03/04 Gagan Deep Sharma
Recruiter at Emerald Management Services Pvt Ltd

Views:498 Applications:126 Rec. Actions:Recruiter Actions:17

AVP/VP - Compliance - BFS (7-12 yrs)

Mumbai Job Code: 910122

Position - AVP/VP Compliance

Reporting to GGC

Location - Kalina, Mumbai

Experience 8-12 Years Post Qualification

Education CS / CA, LLB (Preferred)

Position Overview

- Incumbent will be responsible for multiple tasks on the compliance side across the Group, including handling inspections/audits, drafting applications, monitoring laws applicable to the group.

Key Responsibilities

- Ensuring compliance monitoring of regulations, processes

- Be a regulatory interface for the business units and to undertake lobbying with the regulators where clarifications are to be sought or difficulties are to be removed.

- Drafting applications and seeking regulatory approvals for business proposals.

- Handling of Audits and Regulatory inspections

- Drafting, updation of regulatory and business policies/ processes

- Monitoring regulatory updates and disseminating the same to all concerned along with action points

- Provide a proactive and expert compliance advisory service & promptly alert senior management to significant compliance issues

Must Have

- The incumbent is expected to have good knowledge and experience on regulations governing lending businesses (NBFC/ Housing Finance Company (HFC), SEBI Takeover code, SEBI Insider Trading, partnering with stakeholders to promote & manage the culture and practice of Compliance within regulatory requirements and as laid down by Centrum group policies. Must have managed RBI compliances individually.

Women-friendly workplace:

Maternity and Paternity Benefits

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