Posted By
Posted in
Banking & Finance
Job Code
207171
Job Description:
- Ability to perform quality review of Research reports across asset classes ensuring compliance with internal policy and regulatory requirements.
- Equipped to solve queries from Research Analysts, Research Management and others regarding research workflow
- Strong understanding of regulatory guidelines as laid down by FINRA
- Work with Control Rooms to ensure research products are reviewed in accordance with regulatory and firm guidelines
- Working closely with research analysts to assist them in addressing certain aspects of equity/Fixed income research reports.
- Needs to be flexible and willing to adapt to ever-changing research environment with an ability to deliver under tight deadlines
- Need to be a team player and exhibit the attitude to work as an integral part of a global team
Requirements:
- Experience in authoring equity research reports
- Have reviewed research reports in the equity/fixed income domain.
- Multi sector domain experience will be an advantage.
- Sound understanding of valuation (Both fundamental and relative)
- Excellent written and oral communication skills
- Series 16 license holder from FINRA will be an advantage but not compulsory
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Posted By
Posted in
Banking & Finance
Job Code
207171