AVP - SOX Coordinator - BFSI

AVP - SOX Coordinator

Principal Accountabilities : Key activities and decision making areas

Impact on the Business :

- On time delivery of all SOX milestones for Global deliverables and specific responsibility for oversight of Group Finance and Global Functions activities.

- Monitor and ensure reportable deficiencies are remediated in a timely fashion

- To consolidate Group deficiencies for reporting to Executive Management in line with the annual reporting timetable

- Assist in developing and implementing a single control framework for SOX and the Operational Risk framework

- Assist in implementing changes to the SOX methodology required resulting from the COSO 2013 framework

Customers / Stakeholders :

- Key customer / stakeholders are the SOX coordinators in regions and entities, in global businesses and functions, particularly GBM, IT and Group Finance

- Provide information to SOX governing bodies - the Risk Assessment Committee, Disclosure and Audit Committees

- Build relationship with internal audit and external auditors

Leadership & Teamwork :

- Required to work closely with the Global Finance Control Office team.

- Required to create an effective and efficient working relationship with all SOX coordinators and other stakeholders.

Operational Effectiveness & Control :

- Adherence to all FIMs and guidance

- Ensure the SOX annual timetable for BAU work is followed

- Set and adhere to appropriate timetables set for project and improvement work

- Understanding and applying SOX legislation and all related guidance