AVP - Sales Operations - Stock Broking

Job Title : AVP Sales Operation - stock broking

Job Location : Mumbai

Roles and Responsibilities :

- Drive the post account opening functions including client registrations (UCC creation) and modifications with NSE, BSE, MCX, KRA, CERSAI and other regulators.

- Handle operational aspects of Sub-broker/business partners enrollment and Servicing

- Emphasis on process improvement with better working standards

- Identify the need of system automation and implement the same within the department with proper controls

- Implement new regulations with respect to UCC related activities with exchanges, KRA, CERSAI

- Implement new regulations with respect to authorised person registrations and servicing

- Closely track the deviations through various controls, identify the gaps and execute the changes to solve the issues

- Customer servicing through CRM.