AVP - Research Disclosure - BFS

Accountabilities:

- Manage the process to ensure timely setup of issues/entities in the system of the disclosure

- Create and review data reconciliation and monitoring reports to identify exceptions and follow up as necessary with Research Production Research Compliance, Research IT and the various data providers.

- Appropriately escalate concerns to Research Operations management in a timely manner

- Critically analyze existing processes to identify opportunities for improvement in controls and efficiency and drive the implementation of these enhancements

- Work closely with IT to specify requirements for system automation, and test new enhancements to the disclosures systems - validating both the functionality and data quality

- Ensure that all operational processes are clearly and accurately documented, as processes are added, enhanced and revised due to regulatory change.

- Gather and analyze data from multiple sources to produce regular and ad hoc MI

- Gather, update data and present information meaningfully, such that it helps management decision making and provides a robust control environment.

Skills:

- 4 - 7 years of experience into Research Disclosure

- Individual Contributor Role

Location - Mumbai