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Ayush Sharma

HR Consultant at Skillventory

Last Login: 21 June 2024

Job Views:  
171
Applications:  38
Recruiter Actions:  5

Posted in

Legal

Job Code

1397704

AVP - Regulatory Compliance - Para Banking

8 - 10 Years.Mumbai
Posted 2 months ago
Posted 2 months ago

AVP - Regulatory Compliance Para Banking


- Handling Compliance with above mentioned regulations pertaining to business of Custodian, DP, DDP, Pension Fund, Merchant Banking Business of the Bank.

- Circulating action points arising out of regulatory circulars/notifications/communications and pro-active follow up with the stakeholders ensuring timely implementation of the same.

- Reviewing existing and new processes and handling correspondences with the regulators on Compliance related matters.

- Handling Onsite Regulatory Inspections of SEBI, PFRDA, NSDL, CDSL, NSE, BSE, etc

- Providing clarifications on queries raised by stakeholders within the Bank and from Group entities on Compliance related matters.

- Drafting and vetting of various submissions to be made to the ACB/Board.

- Submission of various regulatory reports from time to time.

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Posted By

user_img

Ayush Sharma

HR Consultant at Skillventory

Last Login: 21 June 2024

Job Views:  
171
Applications:  38
Recruiter Actions:  5

Posted in

Legal

Job Code

1397704

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