AVP - Operations/Finance/Product Control - Asset Services

Description :

Global Soft Dollar (GSD) operations is the only function across GO globally which is operating from a centralized location under one roof in the CS Pune captive site supporting all the 3 regions i.e. APAC, EMEA and AMER.

Key responsibilities include but not limited to the below:

- Supervision on monthly client CSA & RCCA Reconciliations and journal postings

- Build & document new SOX controls against key activities under SOX frameworks

- General ledger Account Ownership (GLAO) Reconciliation

- Making third party payments and setting up static data in the systems.

- Collaborate with IT team to automate and streamline the processes

- Drive Strategic & Process enhancement projects in collaboration with other teams

- Perform independent assessment of the operating effectiveness of controls through testing, challenge to the functions and cross reference to the bank's guidelines and policy framework

- Independently engage with regional leads, risk teams, Finance, Product Control and other functions in efforts to manage functional goals

- Manage daily, weekly, monthly and ad-hoc reporting of key risk & performance indicators to provide transparency to the regional/global leads on the risks in their function. Lead and manage the oversight of Key Risk Indicators including the monthly governance forums with N3/N3 to review PRI's and other risks

Your future colleagues:

The role is to manage a team of approx. 3 individuals supporting this function for the APAC region. The role entails multiple challenges and opportunities to excel since this is also the only function across GO which is a microcosm of GO.

We are a department which values Diversity and Inclusion (D&I) and is committed to realizing the firm's D&I ambition which is an integral part of our global cultural values.

Qualifications:

We are looking for dynamic individuals who are:

Driven, focused on learning, capable of independently operating with outstanding communication and problem solving skills.

Minimum of 5-7 years of experience in Operations / Finance / Product Control or similar roles with a strong understanding of trade flows and exposure to Securities / OTC FX / Asset Servicing functions

Excellent understanding of Financial Products within an Investment Banking Environment

Comprehensive knowledge of the front to back office flows in a Banking Business and potential inherent control and operational risks

Good knowledge of SoX framework and hands on experience with focus on building controls

Experience in control testing, audit and or assurance will be a significant advantage

Experience in Control functions, detailed knowledge of balance sheet reconciliations, accounting, break remediation and month close activities

Demonstrate effective analytical/problem solving and decision making skills. Attention to detail, diligent and good time management of tasks

Strong communication skills and able to establish excellent partnership with partners

Demonstrate an eagerness to learn and develop skills, and business awareness Own and be accountable for the management of own performance

A positive 'can-do' attitude & a growth mindset

Dedication to fostering an inclusive culture and value diverse perspectives.