AVP - Operational Risk - Stock Broking

Job Title : AVP - Operational Risk - Stock Broking

Location : Mumbai

Job description:

- Managing live market risk management

- Manage margin capital with exchanges

- Handling internal/external audit queries

- Handling and resolving client queries

- Managing RMS for various segments for client open position

- Closely working with Compliance , CRMG

- Ability to handle testing . Live issues , exceptions - Process reengineering / designing

- Other relevant experience such as Terminal management , Backoffice process etc

- Having knowledge of latest regulatory changes

Skills required : Logical / Analytic / Software skills

- Candidate should have good communication skills , Interpersonal skills ,proficiency in MS excel , MS access ,& power point. Willing to work on extended hours whenever required.

- Candidate should be able to organize , prioritize and meet deadlines.

Market Exp required: Above 5 years

Industry experience: Broking Industry , NBFC , Banking. Relevant Experience in Broking Industry.

Education: Post Graduate in Finance , intermediate CA , ICWAI , B.Sc.

Additional certification : NISM Series 7 and NISM certification for FNO , Currency , Commodity certification