AVP - Operational Risk - BFSI

AVP - Operational Risk

- CA/ CWA/ CISA/ MBA with 6+ years / Graduate or Post-Graduate with 6+ years experience in Operations, Risk Management, -Compliance, Consulting, Re-engineering, Audit and/ or allied areas

- Strong business knowledge i.e. Wholesale Banking, Financial Service Operations, including product, process and system knowledge

It would be an added advantage to have below :

- Prior experience in IRM and / or BCM role

- Training or Certifications or relevant prior exposure in Ops Risk Management

- Review workflows to minimise risks associated with the product & improve overall control environment. Sample checks of work against set procedures and SPOT checks form part of profile.

- Development, maintenance and ongoing enhancement of process controls incl. initiation of projects, where required

- Implementation of controls to mitigate process risks in case of Operational Errors / Near Misses/ Exceptions

- Strong Stakeholder Engagement to ensure identification of issues, quick completion of action plans via scheduled platforms as well as opportunities to deliver back via training/ awareness sessions

- Rollout regular training programs esp. regards aspects like Controls Along the Transaction Lifecycle, Risk Reporting, SOX, Audit etc or specific/ need based ones incl. policies & procedures

- Review key risk indicator framework; Scorecards, Dashboards to ensure appropriateness of Metrics / KPIs and facilitate business reviews

- Be able to do Data Analysis and build a strong and robust MIS platform and program & drive productivity initiatives to improve controls

- Monitor compliance of policies and procedures relative to risk exposure

- End to end reviews of transitioning processes, discuss/ escalate issues, develop robust culture of tracking & reporting metrics after go-live

- Ensure excellent internal audit ratings; co-ordinate all internal & external audits

- Ensure compliance to required procedures & governance practices

- Responsible for certain Management Reports