AVP - Lead Compliance Officer - BFS

Lead Compliance Officer-AVP

In this role, you will:

- Provide oversight and monitoring of business group risk based compliance programs

- Maintain compliance risk expertise and consulting for projects and initiatives with moderate to high risk, over multiple business lines

- Establish, implement and maintain risk standards and programs to drive compliance with federal, state, agency, legal and regulatory and Corporate Policy requirements

- Oversee the Front Line's execution and challenges appropriately on compliance related decisions

- Develop, oversee, and provide independent credible challenge to standards with subject matter expertise

- Provide direction to the business on developing corrective action plans and effectively managing regulatory change

- Report findings and make recommendations to management and appropriate committees

- Identify and recommend opportunities for process improvement and risk control development

- Receive direction from leaders and exercise independent judgment while developing the knowledge to understand function, policies, procedures, and compliance requirements

- Monitor the reporting, escalation, and timely remediation of issues, deficiencies or regulatory matters regarding compliance risk management

- Oversee the Front Line's execution and challenges appropriately on compliance related decisions

- Make decisions and resolve issues to meet business objectives

- Interpret policies, procedures, and compliance requirements

- Collaborate and consult with peers, colleagues and managers to resolve issues and achieve goals

- Work with complex business units, rules and regulations on moderate to high risk compliance matters

- Interface with Audit, Legal, external agencies, and regulatory bodies on risk related topics

Required Qualifications, US:

- 10+ years of Compliance experience, or equivalent demonstrated through one or a combination of the following: work experience, training, military experience, education

- Experience in Compliance, or equivalent demonstrated through one or a combination of the following: work experience, training, military experience, education