AVP - Corporate Officer - Compliance

Corporate Officer ( AVP- Compliance )

The Chief Compliance Officer (CCO)

- The Chief Compliance Officer, one of the most important members of the management team, is primarily responsible for overseeing compliance within an organization, and ensuring compliance with laws, regulatory requirements, policies, and procedures.

- Develop and implement an effective legal compliance program.

- Create sound internal controls and monitor adherence to them.

- Draft and revise company policies.

- Proactively audit processes, practices and documents to identify weaknesses.

- Evaluate business activities (e.g. investments) to assess compliance risk.