Posted By
Posted in
Banking & Finance
Job Code
441550
Annual Compliance Review planning :
- Lead and conduct compliance review as per the approved compliance review plan
Monitoring of open compliance review issues
- Review of new products and process notes.
- Assist in providing compliance training to the staff.
- Assist in preparation of monthly / quarterly / annual submission to Board / Audit Compliance of the Board
- In depth knowledge of the regulatory environment for the banks in India particularly RBI & FEMA requirements
- Good research capabilities and intelligent interpretation of regulatory guidelines.
- Good knowledge of all the elements (commercial, operational) of banking areas like Trade, Remittances, Treasury, Loans & Advances e.t.c.
- Demonstrated ability to drive results and be very effective in a start up
- Good interpersonal skills.
Key Skills :
- Chartered Accountant (preferably first attempt). A degree in Law or Company Secretary will be an added benefit
- 7-8 years post qualification experience in Financial Services environment, preferably in compliance review / audit function of Bank/ Statutory / Internal Audit of Reputed Chartered Accountant Firm is essential.
- Impeccable integrity and compliance consciousness.
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Posted By
Posted in
Banking & Finance
Job Code
441550