AVP - Compliance - NBFC

AVP Compliance with a NBFC at Mumbai

Job Purpose:

- To monitor and audit the branches compliance with the companys's established internal controls.

Responsibilities:

Core Responsibilities:

- File the regulatory returns as required under National Housing Bank ("NHB") Directions.

- Intimate opening and closing of branches with NHB.

- Update and share the online reporting of information to NHB.

- Compile and submit data as and when required by the NHB.

- File Cash Transaction Report ("CTR") and Suspicious Transaction Reports ("STR") with Finance Intelligence Unit as required under Prevention of Money Laundering Act.

- Monitor customer complaints on GRIDS and those against on SCORES.

- Prepare the quarterly compliance certificate and compile the mutual fund transactions made by the Company.

- Compare and contrast the financial results of with other Housing Finance Companies.

- Provide cost centres and compile refinance documentation and filing with NHB

- Map statutory laws in Legatrix, the online Legal Compliance checklist designed for Tata group companies

- Assist during NHB Inspection and submit the replies to NHB and follow up on actionables as required.