AVP - Compliance - Investment Bank

Urgent opening in leading Investment Banking Group :-

Position- AVP

Location- Mumbai

Job Profile

Responsible for control room trade surveillance

Review of Watch list, Restricted list, trading ahead of market, trading ahead of research alerts and escalate potential breaches to regional control rooms.

Ensure appropriate disclosures are updated in the research reports, Update manuals, policies and procedures relating to the Control Room functions

Ability to work in Team, interact with all levels of stakeholders

Rohit