- Assess the regulatory control environment of Corporate IB businesses, with a view to providing recommendations to management for improvement where weaknesses are identified - Execute audits efficiently, including risk assessment, audit planning, testing, control evaluation, report drafting and follow-up and verification of issue closure. Ensure audits are completed timely and within budget - Work closely with regional/global Corporate IB audit colleagues in the early identification of emerging control issues and reporting them timely to Audit management and business stakeholders - Identify risks and prioritize audit work as part of a risk based audit program in close partnership with the wider audit team - Keep abreast of evolving regulatory changes and market events impacting the wholesale businesses and ensure appropriate audit coverage on IB Corporate sector related matters. - Communicate audit issues and results effectively in both verbal and written form, and be able to influence effectively - Establish and manage strong working relationships with key stakeholders in the CIB Corporate Sector organizations - Foster a business climate and culture that encourages integrity, respect, diversity, excellence and innovation - Minimum Bachelor's degree in Accounting, Finance or related discipline and/or other relevant professional qualifications, e.g. CPA, CAMS - At least 5 years- audit or relevant compliance/regulatory experience, within a financial services organization, major accounting firm or regulatory body - Knowledge of key regulations and industry issues & themes (e.g. anti-money laundering, surveillance, sanctions, conflicts of interest, information barriers, regulatory reforms). - Good understanding of internal control concepts - Ability to carry out complex tasks under time pressure - Proven ability to build strong working relationship with key stakeholders - Excellent verbal and written communication skills with the ability to present complex and sensitive issues to senior management in a persuasive manner - Enthusiastic, self-motivated and willing to take personal responsibility/accountability - Strong ability to multi-task and effective under pressure - Ability to lead audits, manage projects and participate in audit assignments in a team environment - Works well individually and in teams, shares information and supports colleagues

Mumbai

Audit Role  - Compliance - Investment Bank 

Audit Role  - Compliance - Investment Bank  ,Job Description for Audit Role  - Compliance - Investment Bank  in ABC Consultants in  Mumbai for (5-8) years of experience. Apply Now!

Job Description for Audit Role  - Compliance - Investment Bank  in ABC Consultants in  Mumbai for (5-8) years of experience. Apply Now!