Associate/Senior Associate - Internal Audit - Investment Management Domain

Job/Assignment Description

Internal Auditor Associate/Sr. Associate

The candidate will be responsible for providing audit coverage of IM including portfolio management, trading, and Investment Advisor regulation.

The candidate should be familiar with internal audit concepts and practices.

The Internal Auditor will be involved in the development, planning and performance of internal audits.

Primary Responsibilities

- Scope determination, development of audit planning memorandums, performance of test work and assistance with report writing

- Performance of audits including detailed walkthroughs and flow charts of key processes to identify key risks and controls, development of test procedures for key controls, execution of testing, identification and reporting of issues

- On-going communication with business line management to discuss the status of business changes as well as perform follow-up on previously identified audit issues

- Participation in continuous monitoring and conducting ongoing risk assessments of key business processes to drive the risk based audit plan

- Conduct, as appropriate, quality assurance reviews to ensure compliance with department documentation standards

Skills/Qualification Requirements

Skills required (essential)

- Three to five years of internal audit-related experience. Investment Management experience a plus

- Excellent verbal and written communication skills

- Undergraduate degree in business including Economics, Finance, Accounting

- CPA and/or Certified Internal Auditor (CIA) a plus

- Motivated and a self-starter.

- Excellent interpersonal and communication skills, with ability to interact with all levels of management.

- Ability to work across global teams.

- Ability to multi-task amongst several projects.