Associate/Senior Associate - Compliance - NBFC

Job Location: Gift City - Gandhinagar

Compliance Officer Associate / Senior Associate | 5Y | Gift City (Gandhinagar

Job Type: Permanent

Job Responsibilities:

- Responsible for Compliance with SEBI AIF regulations and leading the Compliance and risk management

- Should keep abreast with the latest regulatory changes / requirements and adhere to such requirements especially related to SEZ Act and SEBI AIF IFSC Guidelines

- Responsible for assisting and managing the compliance and operations activities

- Liaison and deal with auditors and regulators from time to time

- Should prepare quarterly compliance reports to the Board and regulators

- Responsible for building infra, and systems & process and Maintaining all statutory registers and secretarial records

- Should have good drafting skills with an understanding of AIF business

- Assisting in the maintenance of all documents in relation to the receipt of investment by AIF & reporting by AIF to its Trustee, contributors, and the regulators

- Maintain relationships with internal and external stakeholders

- Should have experience in handling statutory filings and submissions of AIF with respect to the renewal of registration cum Membership Certificate, coordinating for renewal of the lease, Service Export Reporting, Monthly Report of Investment & Employment, Annual Performance Report, and ensuring the validity of Bond Cum Legal Undertaking

- Apply for various funds and licenses, as per the organization's requirement

Job Requirements:

- 5+ years of experience in Alternate Investment Fund regulations

- Educational Qualification - CS

- LLB degree will be an added advantage

- Minimum 4+ yrs of post-CS membership experience

- Good communication skills - Oral & Written and interaction skills

- Should have experience with AMC and Trusteeship firms

- Experience in dealing with foreign law firms

- Should be equipped to do research under SEBI AIF Regulations, FEMA, regulations

About the Client: The client is an NBFC.