Division: Securities Law & Advisory Position: Associate Location: New Delhi Reporting to: HOD Key Duties/Responsibilities: - Advising clients on investigations and inspections launched by SEBI/Stock Exchanges. - Preparing strategy as well replies/responses to notices/summons issued by SEBI/Stock Exchanges/Courts/Tribunals etc. - Appearing before SEBI Adjudicating Officer, Whole Time Members, Securities Appellate Tribunal, High Courts, Supreme Court, etc. - Preparing Settlement Applications under the Settlement Mechanism of SEBI. - Assisting clients in dealing with the potential regulatory issues under various SEBI regulations dealing with - Takeovers, Insider Trading, Capital Issues, Listing, Delisting, etc. - Advising and carrying out the procedures for setting up intermediaries under various SEBI regulations. - Advising on regulatory issues faced by intermediaries such as Stockbrokers, Commodity brokers, Mutual funds, Portfolio managers, FVCIs, Merchant bankers, Underwriters, FIIs, and Sub-accounts. - Carrying out compliance audit of the above-said market intermediaries. - Drafting/Preparation of Informal guidance & takeover panel exemption application. - Preparing legal opinions/advisory notes on various legal/regulatory issues affecting listed companies/promoters and/or intermediaries registered with SEBI. - Conducting in-depth research for the matters stated above. Educational Qualifications: LL.B. Experience: 1-4 Years experience in a Law Firm/Consultancy. Required Skills: - Good command of Corporate and Securities laws - Strong Interpretation and Research skills - Good Microsoft Office skills (Word, Excel, PowerPoint) - Good verbal and written communication - Ability to handle multiple clients/assignments - Ability to manage times of high workload successfully; works effectively under time pressure and meets timelines. - Strong networking and interpersonal skills Salary Offered: As per the industry standards

Delhi

Delhi NCR

Associate - Securities Law & Corporate Litigation - BFSI - LLB 

Associate - Securities Law & Corporate Litigation - BFSI - LLB  ,Job Description for Associate - Securities Law & Corporate Litigation - BFSI - LLB  in Corporate Professionals in  Delhi Delhi NCR for (0-4) years of experience. Apply Now!

Job Description for Associate - Securities Law & Corporate Litigation - BFSI - LLB  in Corporate Professionals in  Delhi Delhi NCR for (0-4) years of experience. Apply Now!