24/11 HR
HR at Leading Financial Services Provider

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Associate Role - IT Compliance - Financial Services (4-7 yrs)

Pune/Hinjewadi Job Code: 637135

About Company:

- We are a leading provider of high-end research, analytics and other customized financial services including valuation, financial modeling, research, portfolio management, etc.

- Founded in late 2006 by 2 ex-Merrill lynch bankers

- Strength is ~400 people and growing its client and revenue base at 50%

- Strong global client base - Primarily Private Equity firms, Boutique Investment Banks, Hedge Funds, Asset Managers, Corporates and Family offices

Responsibilities Assumed:

- Understanding the business and IT infrastructure including applications and servers through interactions and walkthroughs

- Collecting information and reviewing information systems policies, standards and procedures to verify that they address the organization's internal and external requirements and to identify information systems control deficiencies

- Understanding the various processes in place at the organization, such as Finance, IT, HR, PD, strategy and their integration with one another

- Performing a root cause analysis of the various risks identified and the development of solutions to mitigate the risks and the flow of data and information and performing a threat and risk analysis of each process

- Facilitating SSAE16 (SOC 2) corporate-wide examinations

- Assisting with development and implementation of corporate compliance procedures and controls

- Performing special compliance and audit related projects as assigned

- Managing and measuring the IT Security Framework and developing and maintaining a technology risk assessment program for business applications and processes

- Conducting internal VAPT audits and share the reports with the management

- Keeping the department updated with the latest technological changes and cybersecurity advancements

- Designing and producing metrics showing operational compliance with best practices

- Planning, supervising, and conducting testing to confirm continuous efficiency and effectiveness of information system controls

- Reviewing of Business Impact Analysis, Risk Assessment, Current State Network assessment, and Recovery Strategy Analysis

- Providing recommendations to the Top Management based on industry best practices to optimize IT processes and achieve business goals


- Sound understanding of auditing/ compliance

- Strong eye for detail

- Good command over written and spoken English

- Ability to meet deadlines and good time management skills

- 4-6 years- experience in Security Compliance/ IT Audit/ System review role with consulting firms - upper mid-size/ BIG 4s or with leading investment bankers, etc.

- Ability to work well under pressure with tight deadlines while delivering high quality and output

Candidate Qualification & Experience:

- University Degree (B. Com/ M. Com)

- CEH V9 or other equivalent Ethical Hacker degree is preferable

- One or more of the following information security certifications or advanced degree in information security /cybersecurity: CISSP /SSCP/CISM/CRSC/CISA/HISP or equivalent

- Knowledge of Personally Identifiable Information (PII) data security standards


- Commensurate with industry standards

Growth Opportunity:

- Steep learning curve and a clearly defined career path

- Subsequent promotion to AVP/ VP accompanied by a significant increase in responsibility and compensation

- Potentially, based on performance, be a part of the International compliance consulting team

Job Location:

- Hinjewadi, Pune

This job opening was posted long time back. It may not be active. Nor was it removed by the recruiter. Please use your discretion.

Women-friendly workplace:

Maternity and Paternity Benefits

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