Posted By
Posted in
Banking & Finance
Job Code
278161
Position Description:
- This Auditor (Associate) position is based in Mumbai and is a part of the Compliance team within the Corporate and Investment Banking audit team.
- The Compliance team is responsible for providing audit coverage of corporate Compliance activities, including Dodd-Frank and Volker initiatives, control room and information barrier surveillance programs, compliance testing and branch inspection activities, anti-trust and competitive bidding, anti-tying, anti -corruption practices and compliance with various US and international rules and regulations.
- The applicant must be an experienced professional who possesses a strong understanding of internal control systems within a financial institution.
- The applicant should be a strong team player, able to multi-task and work under pressure in a dynamic business environment.
More specifically, the auditor will be responsible for the following :
- Facilitate the performance of various aspects of audit activities in accordance with department and professional standards and guidelines. Audit activities include audit planning; perform detail risk and control assessments and test work, work paper documentation and finalization of audit finding and report
- Facilitate the ongoing monitoring of operational and financial related data to identify patterns/trends with risk and control implications.
- Stay current with evolving industry and regulatory changes, and analyze impact to business objectives, processes, and compliance.
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Posted By
Posted in
Banking & Finance
Job Code
278161