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19/02 Yash Asrani
Recruitment Consultant at Michael Page

Views:390 Applications:97 Rec. Actions:Recruiter Actions:17

Associate Director - Regulatory Compliance - Financial Services (10-15 yrs)

Mumbai Job Code: 894265

Our client is one of the leading FS Companies in Mumbai.

Job Description :

Reporting into the CCO, the role would be responsible for :

- Regulatory compliance Monitoring and Screening Program in accordance with local Indian financial regulations (SEBI/RBI)

- Communicate applicable risks, costs, progress, and results to all relevant internal and external partners

- Drive internal controls, design and monitoring to support Compliance Operational policy and procedures

- Partner with Compliance, Legal, Business, Product, Strategy, and other teams to achieve results for team and the Compliance department

- Design and execute reports to measure success and performance for internal policies: of AB&C, financial crimes, Code of conduct, insider trading & broking regulations etc

The Successful Candidate should :

- Have at least 10 years of work experience in the compliance domain with Banking & FS companies

- Have stellar experience in dealing with Regulatory bodies like RBI/SEBI & also working on internal controls & conflicts

- Have experience in working hands-on as well as managing lean teams in global set-ups

What's on offer :

- An opportunity to work closely with the senior leadership

- Market-leading CTC & other benefits

Women-friendly workplace:

Maternity and Paternity Benefits

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