Associate Director - Internal Audit - Wealth management/Investment banking

Location:Mumbai

Responsibilities Wealth:

- Strong experience (7+ years) in WM business and related processes such as financial crime compliance and investigations (e.g. KYC, AML), supervision, product suitability, investment suitability and management, market conduct, or cross-border.

- Analyze and assess key risks and barriers to delivery assumed by the audited business and support functions,

- Identify and evaluate the effectiveness of controls designed to address those risks, provide practical, innovative and value-added solutions to issues identified

Responsibilities Investment banking:

- Strong knowledge and understanding of IB business, operations and relevant regulations, including trade capture and lifecycle, PNL production, independent price verification (IPV) processes and controls

- Strong knowledge and understanding of IB business, operations and relevant regulations, including trade capture and lifecycle, PNL production, independent price verification (IPV) processes and controls

- Strong analytical skills and quantitative approach to problem solving - you are able to quickly understand complex processes and challenge the status quo, identify risks and inadequacies in procedures, as well as propose practical and sustainable solutions.