Assistant Vice President/Vice President - Compliance - CS/CA - Bank/NBFC

AVP/VP - Compliance - Bank/NBFC

Education: CS / CA

Job responsibilities:

- Oversee and manage overall compliance function.

- Provide compliance advisory to business and management

- Ensuring governance by conducting and participating in apex level meetings.

- Implementation of Risk Based Supervision and its onsite inspection.

- Liasioning with regulatory authorities.

- Business advisory on various compliance related issues (trade, treasury and FEMA related matters)

- Vetting policies and procedures

- Educating/ imparting training on various issues.

- Ensuring AML Compliance including KYC policy, transaction monitoring and sanction compliance.

- Handling audit, regulatory inspection and regulatory reporting.

- Looking for candidates with experience in managing compliance, legal and secretarial matters with a Bank / NBFC