Assistant Vice President - Supervisory Analyst - FINRA Series - Bank

AVP - Supervisory Analyst

Hiring for a leading Global Bank for the role of AVP Supervisory Analyst - FINRA Series at Mumbai location.

Following are the required details :

- Vetting research for compliance with FINRA/NYSE regulations.

- Editing research for quality, clarity, commerciality, style, and grammar.

- Traffic coordination with the analyst teams, publications staff, and Legal/Compliance.

- The candidate should be a Series 16 license holder.

- Familiarity with financial markets.

- Clear understanding of regulatory guidelines.

- Strong problem-solving skills with the ability to exercise sound and balanced judgment.

- Ability to prioritize and handle multiple tasks simultaneously amid tight deadlines.