Assistant Vice President - Risk Audit - Capital Markets

Role & Responsibilities in brief :

- Conducting internal audits with key focus on validation of audit issues of business processes within various Divisions such as Finance, Operations, Global Markets, Risk Management, etc with limited or no guidance, including working with management and timely escalation of exceptions to issue coordinators.

- Assisting Internal Audit in risk assessments and monitoring performance and developments on a continual basis, and to provide inputs into formulation of the Audit plan

Skill Sets required :

- Have a strong ability to understand and audit various business processes, identify risks and mitigating controls in the process

- Have the ability to assess if issue remediation work performed by Management is satisfactory

- Well versed with general audit practices and standards

- Have a reasonable understanding of Investment Banking processes

- Have capabilities in documenting processes, and drafting issues and remediation plans

- Reasonable understanding of related topics like Information Security, BCP, IT Risk, and Compliance