jobseeker Logo
Now Apply on the Go!
Download iimjobs Jobseeker App and get a seamless experience for your job-hunting
11/09 Pallavi
Consultant at Nacre HR Outsourcing

Views:2033 Applications:146 Rec. Actions:Recruiter Actions:92

Assistant Vice President/Lead - Risk & Compliance - BFSI - CA (9-18 yrs)

Gurgaon/Gurugram Job Code: 742156

Inviting applications for the role of AVP, Risk & Compliance lead

AVP, Risk & Compliance lead

Function: Ops Compliance

location : Gurgaon, India

This role would be responsible for the implementation of the enterprise-wide risk governance framework which includes risk culture, risk appetite, risk assessment, monitoring of risk treatment & reporting requirements. Also responsible for the implementation of various aspects of the risk function, including implementation of processes, tools and systems to identify, assess, measure, manage, monitor and report risks.


- Effectively maintain the risk management framework at an enterprise level ensuring accurate internal and external data to identify and assess risk.

- Oversee the processes to identify and evaluate business areas' risks and risk and control self-assessments.

- Assess risks across all business units and all functional units including but limited to strategic, financial risks, people, customer and regulatory.

- Ensure all risks have been appropriately documented to drive effective risk management and approval processes for high risk decisions.

- Facilitate the Identification of emerging risks and risks in fraud prone areas

- Understand potential risk exposures under a variety of adverse circumstances, particularly in relation to high risk areas and accordingly bring to the notice of right stakeholders

- Aim to keep the risk management and internal control infrastructure in accordance with changes to the businesses risk profile, to the external risk landscape and in industry practice.

- Support and challenge the business in respect of risk assessment, by observing and contributing to key decision-making processes.

- Ensure that adequate escalation and approval procedures are in place.

- Manage the corporate risk and compliance reporting process as well as maintain infrastructure elements (e.g. Audit Committee reporting and Management reporting)

- Manage the ongoing monitoring of the risk-taking activities and risk exposures to ensure they are in line with the risk appetite.

- Oversee the life cycle of contract management ensuring a complete and effective repository of Client contracts and ensure contractual obligations are well known to the contract owner

- Drive self-assessments through the tool ensuring compliance to contractual ask

- Risk Culture: Assess and develop the organisations ability to manage risk in line with risk appetite by:

a) Driving risk behavior

b) Enhancing risk culture in org

c) Building awareness on risk management concepts


- Bachelor's/Master's degree required

Additional Certification (Optional):

- CA / Other Risk Management degree

- Certified Internal Auditor (CIA)

- Tertiary qualifications in law, commerce or other relevant business disciplines

- Compliance experience in outsourced business is preferable.

- Demonstrated background in influencing key internal decision-makers to achieve desired outcomes

Women-friendly workplace:

Maternity and Paternity Benefits

Add a note
Something suspicious? Report this job posting.