Assistant Vice President - IT General Control - BFSI

Role : Individual Contributor role

Shift 1.30 pm -10.30 pm

Market Job Description :

- Providing meaningful risk assessments of data governance and data risk management control environments.

- Leading and supporting efforts to credibly challenge data risks and effectively evaluate and/or test controls to mitigate those risks.

- Leading and supporting execution of design and operating effectiveness control testing for RCSA (Risk & Control Self-Assessment) based controls.

- Proactively engaging business partners to kick-off testing and lead ongoing meetings with minimum supervision.

- Documenting test results and any issues identified while also providing and communicating recommendations to management, compensating controls and residual risks.

- Identifying and implementing efficiencies and process improvements, including automation opportunities pertaining to metrics and reporting.

- Reviewing and interpreting new and revised corporate and ITV policies and procedures and assess impacts.

- Developing clear and concise reporting to be shared with IT&V management and Front Line Units.

- Providing Credible Challenge to business and senior leader Stakeholders as needed.

- Building relationships and collaborating with key stakeholders in the applicable line of business, other second and third line functions, and IT&V functions.

- Ensuring metrics offer insight into realized and emerging risks.

- Monitoring metrics and associated data to identify and escalate potential issues and providing recommendations for resolution to ensure optimal performance

Required Qualifications :

- 10+ years of total experience, 8 years of relevant experience in risk management includes compliance, financial crimes, operational risk, audit, legal, credit risk, market risk, IT systems security, business process management) . 5+ years must include direct experience in Risk management, includes but not limited to: leadership experience in driving risk reviews, RCSA and Risk related projects for the enterprise

Desired Qualifications :

- Data management experience, which may include a combination of risk management, compliance, or data governance experience

- Knowledge and understanding of data governance challenges and approaches

- Understanding of data management risk principles

- Knowledge of regulatory compliance requirements in financial industry

- Knowledge of BCBS239 principles and compliance

- Ability to summarize and recommend new strategies/solutions.

- Strong ability to research, trend, and analyze data.

- Ability to effectively communicate, verbal and written, with various levels of management, including senior leaders and executives.

- Strong critical thinking and analytical skills with high attention to detail and accuracy.

- Experience reviewing testing strategies and methodologies; evaluating the adequacy and effectiveness of policies, procedures, processes, initiatives, products and internal controls; and identifying issues resulting from internal and/or external compliance examinations

- Intermediate Microsoft Office (Word, Excel, Outlook, and PowerPoint)

- Ability to take on a high level of responsibility, initiative, and accountability

OTHER DESIRED QUALIFICATIONS :

- Minimum two years at Big Four/super regional public accounting firm with experience in business process, regulatory, or IT audit and/or business process, regulatory, or advisory/consulting service

- Demonstrated success with influencing business units to identify, formulate and implement processes/procedures to mitigate risk

- Demonstrated negotiation skills, especially with difficult topics when partnering with lines of business and technology. This includes the willingness and ability to question decisions, understand direction and escalate issues, where necessary

Prefer one of the following certifications :

- Certified Internal Auditor (CIA)

- Certified Information Systems Auditor (CISA)

- Certified Anti-Money Laundering Specialist (CAMS)

- Certified Financial Crimes Specialist (CFCS)

- Certified Information Security Manager (CISM)

- Certified Information Systems Security Professional (CISSP)

- Certified in Risk and Information Systems Control (CRISC