Assistant Vice President - Controllership - Risk & Control - BFS - CA

AVP - Controllership (Risk & Control)

Roles and Responsibilities :

- Gather and review existing policies, narratives, and flowcharts to develop an understanding of the business processes underlying key financial statement risks and the existing SOX controls

- Independently collaborate with control and process owners on ongoing design of internal controls, identifies control gaps and proposes control re-design and/or new controls to address gaps

- Provide recommendations for control improvements in execution that will increase efficiency with adequate coverage of risks

- Develop and recommends remediation plans and works with business partners to resolve deficiencies through process changes, improvements, automation, or the addition of new processes

- Support integration of newly acquired businesses by helping to develop and implement controls to achieve SOX compliance

Desired Candidate Profile :

- CA with 7yrs+ years of experience in Investment Banking

- Experience in Operational Risk, Product control or Legal Entity Controller functions

- Proven understanding of control framework implementation and adherence to SOX, BCBS-239, KRI, Key Performance Indicators and Metrics reporting

- Exposure to Internal and External Audits