Assistant Vice President - Audit - Asset Management & Commercial Banking

Job Description

Assistant Vice President- Audit (Asset Management and Commercial Banking)

Client in India provides a comprehensive range of Corporate & Investment Banking, Commercial Banking, Asset & Wealth Management, and Corporate functions services and solutions to our clients, executing some of the most important financial transactions and providing essential strategic advice to our clients such as the government, large domestic and multi-national corporations, non-government organizations and financial institutions and investors. India is a key market and our employees in India are a critical part of how we do business globally and are integrated within our businesses.

The Asset Management and Commercial Banking(AMCB) Audit team provides audit coverage of key AMCB functions.

Position Description :

This position is for an experienced auditor, based in Mumbai, who will report locally to the Asia AMCB Audit Manager based in Mumbai. This auditor will be responsible for assisting with ongoing risk assessment, control identification, audit execution and continuous monitoring activities across Asset and Wealth Management (AWM) functions.

Responsibilities :

- Lead or assist on audit engagements covering AWM functions including risk assessment, audit planning, audit testing, control evaluation, audit report drafting and follow-up and verification of issue closure.

- Meet time frame and budget targets for assigned audit work, whilst adhering to department and professional standards and utilizing consistent methodology.

- Partner with other groups and regions within Audit to ensure the delivery of a seamless program of audit coverage across the firm.

- Develop and maintain relationships with certain key AWM stakeholders.

- Establish and maintain a business climate and culture that encourages integrity, respect, excellence and innovation.

- Be prepared to travel to locations internationally (up to 10%).

- Bachelor's degree in a relevant discipline

- Minimum 7 years- experience in a financial services firm, with an audit or risk/control background, experience of and exposure to Asset Management and/or Wealth Management.

- Ability to lead audits and execute audit work remotely, work effectively within a matrix organization, manage multiple projects and participate in audit assignments in a team environment.

- Proficiency in risk assessment, issue/impact analysis and executive report preparation. Excellent communication and interpersonal skills required with ability to present complex and sensitive issues to senior management

- Enthusiastic, self-motivated, effective under pressure.

- Works well individually and in teams, shares information, supports colleagues and encourages participation.

Job Accounting/Finance/Audit/Risk

Primary Location IN-MH-Mumbai

Organization : AUDIT

Schedule : Full-time

Shift : Day Job