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23/02 Swapnali
Consultant at Talent Networks

Views:79 Applications:30 Rec. Actions:Recruiter Actions:5

Assistant Manager - Trade Monitoring/Surveillance - Investment Bank (4-8 yrs)

Mumbai Job Code: 895430

Opportunity for Trade Monitoring and Surveillance - Assistant Manager with one of the leading investment bank in the world

Location - Mumbai

Experience - 4 to 8 years

Role & Responsibilities:

- Monitor the risk across markets by price/volume movement in the securities where

- Nomura / Nomura's client has participated using surveillance application like SMARTS to safeguard the firm against any reputational and/or financial risk.

- Should have an understanding of various financial products like Equities, Equity Derivatives, FX, Fixed Income and Forex

- Ensure that surveillance reviews are being performed properly from a qualitative and timeliness perspective.

- Review of surveillance exceptions with Regions, business personnel and middle office.

- Participate in periodic risk assessments. Identifying gaps within the process and implementing appropriate controls

- Independently lead and drive projects from a surveillance perspective

- Prepare MI reporting and ensure accurate & timely reporting to all stake holders

- Identify, facilitate and implement process improvement ideas to improve efficiency

Women-friendly workplace:

Maternity and Paternity Benefits

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