Assistant Manager - Surveillance - BFSI

Key Responsibility :

Descriptive Parameters :

Scrip monitoring and generation of alerts :

- Monitor the variations/ movements of scrip on an on-going basis through surveillance system to identify any significant changes in price/ trade volume of the scrip.

- Execute pre-defined process to generate periodic alerts based on scrip movements and upload these alerts in the case management system.

Surveillance measures :

- Determine the scrip for which change in price band is required as per pre-defined process.

- Determine the scrip which needs to be transferred from/to trade for trade segment as per pre-determined process.

- Identify news items for rumour verification. Draft and despatch letter to concerned company for rumour verification and clarifications regarding the deviations in price/ trading volume of the scrip.

- Keep self updated on the recent developments on scrip of various companies.

MIS & reporting :

- Generate daily/ periodic reports about market update and alert details to be sent to senior management and external regulators.

- Generate reports as a part of daily BOD and EOD processing.

Educational Qualifications : Essential - MBA / CA degree

Desired : NA

Role Requirements :

- Knowledge of financial and capital markets

- Knowledge of statutory requirements applicable to the financial markets

Experience : Essential - 1-3 years of experience

Desired : Relevant experience in financial services/ exchange

Contact Person : Malvi +917710072751