Assistant Manager - Surveillance - BFSI

Role Title - Asst. Manager - Surveillance

Function - Surveillance

Reports to - Functionally

Manager - Surveillance

Reports to - Administratively

Manager - Surveillance

Direct Reporting From

N/A

I. Purpose of the role:

II. Key Responsibilities (This should reflect the process/sub-process in which the position plays a role and specifically indicate the actions to be taken. Please include a maximum of 8 key responsibilities)

Sl No.

Key Responsibility

Descriptive Parameters

1. Scrip monitoring and generation of alerts

- Monitor the variations/ movements of scrip on an on-going basis through surveillance system to identify any significant changes in price/ trade volume of the scrip.

- Execute pre-defined process to generate periodic alerts based on scrip movements and upload these alerts in the case management system.

2. Surveillance measures

- Determine the scrip for which change in price band is required as per pre-defined process.

- Determine the scrip which needs to be transferred from/to trade for trade segment as per pre-determined process.

- Identify news items for rumour verification. Draft and despatch letter to concerned company for rumour verification and clarifications regarding the deviations in price/ trading volume of the scrip.

- Keep self updated on the recent developments on scrip of various companies.

3. MIS & reporting

- Generate daily/ periodic reports about market update and alert details to be sent to senior management and external regulators.

- Generate reports as a part of daily BOD and EOD processing.

Note: Additional responsibilities may be added from time to time depending on organisational requirements. Role Description for: Assistant Manager - Surveillance

To monitor the variations in scrips on an on-going basis and identify significant deviations. To generate timely alerts, initiate necessary surveillance action

Malvi Chitalia
7710072751/8976788842