Assistant Manager - Surveillance - BFS

Role Title - Assistant Manager

Department - Surveillance

Exp - 1-3 years of Relevant experience in financial services

Qualification - CA / MBA

Purpose of the Role

- To monitor the variations in scrips on an on-going basis and identify significant deviations. To generate timely alerts, initiate necessary surveillance action and report the same as per pre-defined process. To generate daily/ periodic MIS reports.

Key Responsibility

- Scrip monitoring and generation of alerts

- Monitor the variations/ movements of scrip on an on-going basis through surveillance system to identify any significant changes in price/ trade volume of the scrip.

- Execute pre-defined process to generate periodic alerts based on scrip movements and upload these alerts in the case management system.

Surveillance measures

- Determine the scrip for which change in price band is required as per pre-defined process.

- Determine the scrip which needs to be transferred from/to trade for trade segment as per pre-determined process.

- Identify news items for rumour verification. Draft and despatch letter to concerned company for rumour verification and clarifications regarding the deviations in price/ trading volume of the scrip.

- Keep self updated on the recent developments on scrip of various companies.

MIS & reporting

Generate daily/ periodic reports about market update and alert details to be sent to senior management and external regulators.

- Generate reports as a part of daily BOD and EOD processing.