Assistant Manager - Surveillance - BFS

Role Title - Assistant Manager Surveillance

Function - Surveillance

Qualification - CA or MBA

Experience - 1 to 3 years

Role Requirement -

- Knowledge of financial and capital markets

- Knowledge of statutory requirements applicable to the financial markets

Location - Gift City

Shift timings - Will be required to work in rotational shifts every 2 weeks. It will be a 9 hr shift.

1st shift starts from 6.30 am

Last shift end by 12.30 - 1.00 am(drop provided for the last shift)

Purpose of the role :

- To monitor the variations in market on an on-going basis and identify significant deviations. To generate timely alerts, initiate necessary surveillance action and report the same as per pre-defined process. To generate daily/ periodic MIS reports.

Key Responsibilities

Market monitoring and generation of alerts

- Monitor the variations/ movements of market Index's and various products on an on-going basis through surveillance system to identify any significant changes in price/ trade volume and happening in the market.

- Execute pre-defined process to generate periodic alerts based on market movements and upload these alerts in the case management system.

Surveillance measures

- Imposition of Surveillance measures on periodic basis.

- Identify news items for rumour verification. Draft and despatch letter to concerned company for rumour verification and clarifications regarding the deviations in price/ trading volume of the scrip.

- Keep self updated on the recent developments on scrip of various companies.

Investigation

- Preliminary investigation of alerts

- Undertaking Investigation

- Submitting reports to committee / SEBI

MIS & reporting

- Generate daily/ periodic reports about market update and alert details to be sent to senior management and external regulators.

- Generate reports as a part of daily BOD and EOD processing.

Salary offered: 9 LPA